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Results: 1350

#	Item
841	The State and Future of Financial Fraud — connecting research and practice POST-CONFERENCE REPORT November 3 – 4, 2011 I Sofitel I Washington, D.C. post-conference resources online at FraudResearchCenter.org Add to Reading List Source URL: fraudresearchcenter.org Language: English - Date: 2011-12-14 14:18:06 Deception Fraud Tort law Financial Industry Regulatory Authority Securities fraud Pearlasia Gamboa U.S. Securities and Exchange Commission Investor education ReD Ethics Law Crimes
842	Fraud Facts This page provides a quick overview of some of the common questions regarding fraud. For more information, see the list of sources or the Introduction to Fraud Research. There are a number of definitions of f Add to Reading List Source URL: www.fraudresearchcenter.org Language: English - Date: 2011-06-02 12:10:35 Direct marketing Marketing Fraud Confidence tricks Identity theft Internet fraud Federal Trade Commission Securities fraud Advance-fee fraud Business Ethics Crimes
843	When A Broker Calls, Take Notes_01.2013_When A Broker Calls, Take Notes_01.2005.qxd Add to Reading List Source URL: www.sos.mo.gov Language: English - Date: 2013-01-08 15:14:42 Investment Finance Occupations Securities Securities research Security Stock market Financial economics Financial services
844	Payal Malik Position: Consultant, Centre for Infrastructure and Regulation Company/Organization: National Council of Applied Economic Research, New Delhi Tel: [removed]Fax: [removed] Add to Reading List Source URL: www.itu.int Language: English - Date: 2011-04-04 04:13:00 Communications in India LIRNEasia Telecom Regulatory Authority of India Delhi Securities and Exchange Board of India Infrastructure Pradip Baijal Economy of India Government of India Government
845	Addendum to PRS Legislative Brief on the Securities Laws (Amendment) Bill, 2013 The Securities Laws (Amendment) Bill, [removed]Bill) was introduced in Lok Sabha on August 4, [removed]It proposes to amend the Securities a Add to Reading List Source URL: www.prsindia.org Language: English - Date: 2014-08-05 22:56:16 Securities and Exchange Board of India Act Government of India Demat account PRS Legislative Research Government Securities and Exchange Board of India India Securities
846	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 5, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiven Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 08:23:52 Financial system Finance Financial Industry Regulatory Authority General Securities Principal Exam General Securities Representative Exam Securities Exchange Act Securities research U.S. Securities and Exchange Commission Financial analyst United States securities law Professional certification in finance Financial economics
847	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 6, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-06 06:18:56 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Financial economics
848	Reset Form Print Form Office of Research & Sponsored Programs Significant Financial Interest Disclosure Form Add to Reading List Source URL: www.orsp.umesp.maine.edu Language: English - Date: 2014-02-11 15:05:55 Business law Corporation Corporations law United States securities law Law Private law Business
849	Prof. Sergio Marchisio He is Full Professor of International Law at the University Sapienza of Rome and Director of the Institute for International Legal Studies of the National Research Council (ISGI-CNR). Since 2007 h Add to Reading List Source URL: www.iislweb.org Language: English - Date: 2011-09-15 05:44:19 League of Nations Private law Securities Public international law International Institute of Space Law International relations Law Conflict of laws International Institute for the Unification of Private Law
850	New research pinpoints intentional financial misreporting Add to Reading List Source URL: phys.org Language: English - Date: 2014-10-28 16:53:12 U.S. Securities and Exchange Commission Accountancy Accounting scandals Applied ethics Business Business ethics Corporate crime

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